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It’s not easy, but advisors who believe they were wronged can request their records be expunged, an expert says.

While the ranks of women who hold the certification surged, they still make up only 23% of the pool.

Hanson McClain and Simply Money plan to leverage complementary traditional and social marketing skills in bid to build national planning firm.

The regulator outlined the top priorities for 2018 examinations.

Three funds tracking the debt products attracted a combined $2.3 billion in one week.

Tax-free withdrawals could outweigh an employer's match if early withdrawals are made for expenses like health care.

New digital currencies are subject to little or no regulation, the investor protection watchdog cautions.

The advisor claimed the bank placed a slanderous statement in his form U5, preventing him from finding a new job.

The milestone cements the dominance achieved by large institutions in the online space.

Known for his advocacy for planning at all income levels, Paré wants the FPA to expand its membership to 24,000 and beyond.

Complaints lodged against the firm through Dec. 15 dropped 18% from the same period of 2016, federal figures show.

While banks will likely benefit from the lower rate, the new law requires charges in the near-term.

Despite returns of about 8% last year, the products lagged behind the S&P 500’s 22% climb.

The independent robo advisor has amassed just over $9 billion in assets under management since launching in late 2011.

Stocks rallied around the world on signs the global economic expansion that pushed benchmarks to records in 2017 remains intact.

Critics say the practice of using non-attorneys, some with criminal records, to represent investors often makes their problems worse. Advocates say it's cheaper.

The online tool, created by the advocacy organization and state regulators, suggests tough questions for the hiring process.

Retirees should stick to their strategies and diversify their portfolios with various sources of income.

The first pure-play pot ETF in the U.S. expanded 13-fold in five trading days.

Tim Buckley has to navigate the perils of passive-investing dominance.