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The new hires joined a recently opened branch in Tuscon, Arizona, continuing a push west for the regional firm.

The new hire is part of the bank's push to expand the wealth management business.

"This is a challenging time for the firm with the DoL rule," CEO Paul Reilly said.

The firm is pushing into Europe and Asia-Pacific, but rolling back on the products that brought 75% of its assets in favor of actively managed funds.

Clients should plan to replace roughly 80% of their pre-retirement income after they leave the workforce for good.

The move will streamline investigations and standardize sanctions, the regulator says.

The rule has cost the firm tens of millions of dollars in compliance and lost revenue.

A new toolkit is being offered to students before the next test sitting in November.

For clients looking for investment income, these funds excelled in the first half of 2017.

Five important danger signs that can save advisers a lot of trouble down the road.

The bank’s attorney who mistakenly released reams of sensitive data about wealthy clients asked a judge to order the records returned and not to be spread any further.

Outlook for faster growth is supporting developing-nation bonds despite the increase in U.S. and European rates over the past year.

The digital firm is opening up a new avenue of advice that could be a model for an industry grappling with the challenge of scaling for smaller accounts.

Widespread passive financial data and microadvice are creating the circumstances for a new wave of innovative products.

Greater transparency, high value, low cost and instant access: the financial technology has the power to provide it all.

The founder of HelloWallet shares tips on staying competitive online.

"Banks traditionally pay higher valuations, but [RIAs] should go into deals with eyes wide open," Dave DeVoe says.

The Swiss wirehouse hit the founding partners of an $8 billion firm with a lawsuit.

Make sure clients understand that a 401(k) rollover could trigger a hefty tax bill, and that liquidating assets before the age of 59 1/2 could mean a hefty penalty.

The rep claimed the firm misled him when they recruited him from PNC Bank.