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The team's three advisers all worked at the wirehouse for more than two decades.

54% of mutual funds underperformed their benchmarks since the election, researchers find.

From IRAs fully invested in gold to an ostrich farm, we asked planners about the most unusual investments they've seen.

The size of the firm may dictate what will work for advisers and employees.

The size of the firm may dictate what will work for advisers and employees.

Timing is everything. Are you prepared with planning advice for each stage of life?

Industry firms taking a similar approach can clarify confusion for clients and stem attrition among adviser ranks.

The firm also asked for the suits filed in federal court to be thrown out.

The ongoing trend to passive or smart beta products will continue, according to Maxwell Gold, the director of investment strategy at ETF Securities.

By offering specialized tax planning and retirement tools, this software has carved out a niche for itself for advisories with clients who have less than $2 million in liquid assets.

The catalyst is Trump, whose election, according to Macquarie Group analyst David Konrad, will usher in a "new world order" for the industry.

The recruits switched over to the independent channel of the regional firm.

It's time consuming and can cost an adviser thousands of dollars, but some swear by the long-term benefits.

In nearly every major banking issue during his 13 years in Congress, Hensarling has pushed toward the right. He blamed the Dodd-Frank Act for slow economic growth.

The mechanism for creating and turning over shares of ETFs needs more automation, Virtu told the SEC in a letter.

The regulator, in a proposed final judgement, wants the former planner held liable for $123,000 spent on golf outings, shopping and cruises.

Meeting notes show some officials say a hike should happen in December.

For a couple details: Part D monthly premiums are often in the $35 to $50 range and higher-income retirees pay more for drug coverage.

Why advisers shouldn't leave this aspect of planning on the back burner.

Why advisers shouldn't leave this aspect of planning on the back burner.