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The regional BD also recruited a complex manager from J.P. Morgan.

Find out where our annual list of financial planning degree programs at colleges and universities fall on the map.

Financial Planning's expanded list of colleges and universities with degree programs to train the next generation of advisers.

Thomas Dicker will oversee the firm's 38 U.S. wealth offices and will be responsible for driving growth.

Winnie Sun, of Sun Group Wealth Partners, and Paul Rand, of The Rand Group, break down the obstacles and advantages of making the switch.

Adviser gender ratios are reversed in this sector, for better or worse.

Consultants are turning to technology as the SEC ramps up RIA exams.

Consultants are turning to technology as the SEC ramps up RIA exams.

The funds often benefit from a low-cost halo, but they don't all deserve to bask in that glow.

Johnson has overseen the $849 million Pimco EqS Long/Short Fund, which takes positions in stocks he selected, since its 2003 inception at his previous firm.

A measure of volatility for bonds has moved significantly higher than volatility in equities. What does this mean for U.S. stocks?

The firm, which claimed it missed when Michigan made the requirement a law, called the oversight a "mistake."

Even index funds don’t necessarily escape workers' scrutiny when looking for unnecessary costs.

The former wirehouse group, which specializes in retirement plan consulting and planning, worked mostly with institutional clients before making the move.

See which independent broker-dealers have the most high-end reps, plus dive into the average production for the top 10.

The independent firm affiliated with Raymond James lured a wirehouse recruit with close to 20 years of experience.

First impressions are crucial – even when it comes to workplace décor.

First impressions are crucial – even when it comes to workplace décor.

Here are several factors recruits should consider to find their best fit, according to a leading recruiter.

Now that the tax-free distribution is back on the books, here's how advisers can take full advantage.