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In a speech in New York City, Sanders vowed to remove the ability of the Federal Reserve to pay interest to banks for their excess reserves, turn the credit rating agencies into nonprofits, allow the U.S. Postal Service to offer bank products, and cap ATM fees and interest rates for loans.

Pathstone's merger with Federal Street is "a defining deal for firms serving the UHNW segment," says industry consultant Jamie McLaughlin.

The acquisition of the RIA firm is expected to increase BOK's assets under management by about $340 million.

Vanguard attracted a record $236 billion in net deposits in 2015 as investors flocked to passively managed products.

While some clients may worry about rising interest rates, other factors, such as China and energy, could have a much greater effect on stock prices in 2016.

The biggest U.S. mutual fund provider drew a record $236 billion in net deposits in 2015.

A willingness to learn and adopt technology when it was still considered a fad helped John DiCiaccio refine ways to use it effectively in his practice.

Driving the adoption of data aggregation is the efficiency in automating the process of creating a complete, inclusive, holistic view of a client’s total financial position.

Analysts warn that banks should be careful about letting relationships with aggregators turn adversarial.

The regulator puts industry on notice that examiners will be looking for "visible actions" firms have taken to establish a client-first culture..

Client who postpone planning need to specify their fears, hopes and aspirations; Plus, helping clients avoid a 401(k) hit.

Fidelity’s David Canter takes a hard look at the most-important issues for independent RIAs in the coming year.

Former chief executive Paul Purcell will stay on as chairman of Baird.

In order to gain the most referrals, it is no longer enough to just cultivate a niche.

The Iowa locally owned bank moved to Raymond James after a 20-year run with another broker-dealer.

The former rep allegedly stole more than $26,000 from four bank customers by making unauthorized ATM withdrawals from their accounts.

The funded status of the nation’s largest corporate defined benefit plans ended just as it did in 2014, due in large part to a rise in interest rates that were offset by a weak global stock market.

Scott Bessent, who oversaw George Soros’s $30 billion fortune for the last four years, will be managing $4.5 billion by the end of the first quarter, one of the largest hedge fund startups ever.

Stockholders lose out, bondholders to control company.

In the midst of global turmoil, these funds have turned in the best performances over three years.