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Making the choice is particularly difficult if the advisor faces possible termination.

This group of elite young advisors not only has impressive T12 production, but also some of the industry's biggest books of business. Here's a new ranking of our Top 40 advisors by assets under management.

TPM firms last year helped their partner banks and credit unions generate $314.5 million in fee-based revenue. Which ones posted the most advisory business? Bank Investment Consultant ranks them here in ascending order.

These independent broker-dealers reported the highest portion of fee-based business.

These independent broker-dealers reported the highest portion of fee-based business.

Tips for investors on securing their IRA and 401(k) accounts; Plus, how saying 'no' can help ensure a smooth retirement.

Two advisors left the wirehouse to join the large regional brokerage, representing the latest in a recent string of mega teams that have switched firms.

Branded digital apps continue to roll out as firms attempt to connect with a wired clientele.

Schwab must convince the 7,000 advisors who custody with the firm that its new Institutional Intelligent Portfolios automated investment management service is worth implementing.

Retirement planning is becoming a bigger priority as the oldest members this "401(k) Generation" turn 50, presenting an opportunity for advisors.

The firm's wealth advisory services group hired a senior regional wealth advisor to work with high-net-worth clients in the New York area.

Two brothers working for Merrill Lynch, where they had overseen $620 million in client assets before making the move, join the rival wirehouse.

Even though ETF assets in the U.S. have surpassed those of hedge funds, there are managers returning at least triple the return of U.S. stocks and beating bonds by more than 10 times.

Compliance experts Brian Hamburger and Robert Molinari offer up best practices for preparing for SEC and FINRA audits.

SunTrust Bank's ultrahigh-net-worth affiliate hires managing director to expand its business in the western United States.

The iShares U.S. Healthcare Providers exchange traded fund has attracted $247 million in net inflows this year, the biggest first-half total since it started trading in May 2006.

The fiduciary rule proposed by the Labor Department this spring is taking up most of the spotlight.

Two recruits joined the regional brokerage from rivals Merrill Lynch and Wye Financial & Trust.

Independent financial advisors list the advantages they have found tailoring fee structures to their and their clients' liking.

Bad retirement advice forced a woman to take a job earning little more than minimum wage to make ends meet, her lawyer says.