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Hartford Funds has appointed three new advisor consultants to support its regional growth.
June 27 -
OppenheimerFunds, the U.S. investment fund that manages about $208 billion, has sued Doux SA in New York, claiming its owed almost $74 million by the French poultry producer placed under administration.
June 27 -
Last year, global asset managers experienced their highest operating margins since 2007, according to a new survey by consultant Casey Quirk and research shop McLagan.
June 27 -
Financial markets are too complicated to navigate without an advisor, say the vast majority of affluent investors.
June 27 -
With a new managed accounts platform, Merrill Lynch advisors will be able to turn to one website instead of five to answer a single client question How am I doing?
June 27 -
Its not all good news on Wall Street these days.
June 27 -
Stifel has picked up a former Morgan Stanley advisor who oversaw $374 million in assets.
June 27 -
Assets of all exchange-traded funds rose in May by $12.14 billion to $1.481 trillion, according to the Investment Company Institute. Over the past 12 months, ETF assets rose $365.27 billion, or 32.7%.
June 27 -
Working with clients can be difficult. You need to balance rational tasks of navigating capital markets with non-rational challenges of managing client emotions. In many ways, navigating client behavior is more complicated than navigating capital markets, since human emotions can swing wildly and less predictably. Check out some helpful ways to stay ahead of the curve.
June 27
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More than 80% of people who do not work with a financial advisor only plan their finances for the short term, according to a new global survey by deVere Group, the worlds largest independent international financial consultancy group.
June 27 -
Bond yields and risk spreads were too low two months ago and global markets that were too levered are now derisking, according to Bill Gross, manager of the worlds largest mutual fund at Pacific Investment Management Co.
June 27 -
Bank of America is offering software to help small business clients manage their cash.
June 27 -
Increasing emphasis on client satisfaction may be changing the way wealth managers get paid and how they are evaluated.
June 27 -
In his 19 years in the industry, Ken Wren has seen young bank advisors repeating some of the same mistakes. Here are three career tips to help keep them on track.
June 26
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During the week ended June 19, investors yanked an estimated $7.97 billion from taxable and municipal bond funds.
June 26 -
Mutual funds gave back $5.43 billion for the week ended Wednesday, June 19, according to the Investment Company Institute.
June 26 -
A new FINRA rule aims to make information on brokers disciplinary actions more available and searchable.
June 26 -
A pair of Supreme Court rulings Wednesday will bring major changes for advisors who work with same-sex couples. What will this mean for your practice?
June 26 -
Summer is an opportunity to soak up the sun, spend time with friends and family, and enjoy the little things in life. But that doesnt mean you cant get ahead. Check out 20 books that could give you an edge on the competition.
June 26 -
51% of American adults would switch advisors or begin working with one for the first time if provided with a written retirement income strategy for them.
June 26





