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In a business where scale is everything, regional broker-dealers are growing rapidly. Check out which firms have the most advisors, and which are gaining ground.
June 11 -
Nuveen Investments is currently prepping the Nuveen Global Tactical Opportunities Plus Fund to launch within the next few months, according to a regulatory filing.
June 11 -
Timid clients and more fee-based business weighed on transaction revenues. See which firms fared best over the past year.
June 11 -
Fidelity Institutional Wealth Services introduced a platform that it hopes will make mergers and acquisitions easier for registered investments advisors.
June 11 -
San Francisco-based Forward Funds is once again looking to scale down its alternative mutual fund offerings liquidating.
June 11 -
RidgeWorth Investments is beefing up its sales team with the addition of Christopher Danos, Scott Goldberg and Mallory Carr.
June 11 -
John Hancock has agreed to acquire Bellevue, Wash.-based Symetra Investment Services from Symetra Financial Corporation.
June 11 -
Huntington, NY-based Catalyst Capital Advisors has added George Amrhein as Director of Business Development to build upon the firms key distribution relationships and manage the continued expansion of its lineup of mutual funds.
June 11 -
Payout is top-of-mind for most independent advisors. Which firms had the largest growth in payout? According to Financial Planning's analysis, here are the top 10 firms.
June 11 -
Today we say that to be a canary in a coal mine is to be a warning to others. I couldnt imagine a more fitting analogy then to say Japan is the canary for the U.S. And, fellow coalminers, Japan has stopped chirping.
June 11
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As financial planning becomes a more important element of advisors' practice, fee revenues are ticking up across the board. Click through to see which firms are capitalizing the most on this movement.
June 11 -
Santa Fe, N.M.-based Thornburg Investment Management, a $87 billion asset manager, has established an office in London, first overseas office opened by U.S.-based TIM.
June 11 -
In 2012, 36% of all participants in Vanguard retirement plans invested their assets in a professionally managed investment option, more than double that did so in 2007.
June 11 -
Athens, Ga.-based Stadion Money Managements family of actively managed risk-based and target date retirement funds have found a new home on the Mid Atlantic Trust Companys platform.
June 11 -
Prudential Real Estate Investors has added Michael Gallagher as a director and portfolio manager to its global real estate securities team.
June 11 -
It can be difficult for new hires to excel in the planning industry. As a consultant to advisors, Top Advisor Coaching founder Matthew Halloran offers his take on what's happening with new recruits and what advisors need to consider.
June 11
Financial Planning -
When you launch your own RIA everything matters. Even the color pink.
June 11
Retirement Matters -
Globally, women are more economically powerful than ever before. Kathleen Kingsbury write that, despite this financial influence, many women still struggle to express their personal power in the workplace.
June 11
Principal, KBK Wealth Connection & Author, Creating Wealth from the Inside Out Workbook -
To generate more high-level referrals, Bill Cates suggests advisors try hosting a simple, targeted educational seminar populated by clients and their friends.
June 11
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Janney continues to emphasize its focus on the Southeast with the addition of two former Stephens advisors in Columbia, S.C.
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