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Bruce Dirks, former portfolio manager at Fidelity Management & Research Company, has agreed to join ViaSat, a provider of mobile satellite network services, as chief financial officer.
April 19 -
Asset management firms with pro-defined contribution viewpoints may want to think twice about asking public sector defined benefit plans for contributions to their funds.
April 19 -
Hundreds of employees of the countrys fourth-largest independent broker-dealer were directed to head to the firms emergency backup office outside of Boston Friday morning as law enforcement officials announced a citywide lockdown.
April 19 -
The ranking Democrat on the House Financial Services Committee is making another push to charge advisors for SEC examinations.
April 19 -
Nuveen Asset Management is making a sub-advisory change to the Nuveen Multi-Manager Large-Cap Value Fund (NNGAX).
April 19 -
What is driving the upswing in assets in socially responsible investments?
April 19 -
Robert Buzzelli was formerly Allegheny Valley Banks chief banking and wealth management officer.
April 19 -
iShares has launched four iSharesBonds Corporate ex-Financials Term exchange-traded funds.
April 19 -
As a financial advisor to numerous types of clients, including recent retirees, I often think deeply about the issues my clients face in this market environment.
April 19 -
Beth Mooney, the chairman and CEO of KeyCorp (KEY), and other executives took several questions from analysts about their decision to sell Victory Capital Management this year.
April 19 -
Longleaf Partners is flipping the placard on its Global Fund from Closed to Open. The fund originally launched on December 31, 2012.
April 19 -
Barclays Plcs investment-banking chief Rich Ricci and wealth-management head Tom Kalaris, two of the last remaining members of former Chief Executive Officer Robert Diamonds management team, will step down.
April 19 -
U.S. mutual funds and exchange-traded funds, excluding money-market funds, pulled $6.5 billion in net inflows in the week ended April 17, according to Lipper.
April 19 -
UBS Global Asset Management (Americas) is liquidating one of its 25 money market funds in June.
April 19 -
BlackRock said first-quarter earnings rose 10% as its exchange-traded stock funds drew client cash and assets increased.
April 19 -
Piper Jaffray announced Wednesday that it will acquire Seattle-Northwest Securities, pending shareholder approval at Seattle-Northwest. The deal is expect to close in the second half of 2013.
April 19 -
The market saw outflows to muni bond mutual funds for a seventh consecutive week at $535 million.
April 19 -
The money market fund industry fell victim to seasonal outflows as significant withdrawals by individuals and corporations signaled the arrival of the filing deadline for federal income tax season in the week ended April 15, according to The Money Fund Report.
April 19 -
Establishing mentoring programs and better employee communication, drawing on the expertise of nonfinancial companies and holding special events aimed at women business owners are some of the ways banks can develop more women executives and clients.
April 19 -
The Bureau described the use of various senior designations as extremely confusing for consumers, noting that more than 50 different such designations are currently used to sell a wide variety of financial and insurance products.
April 18



