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Guggenheim Partners is readying a new mutual fund to bet on equity or equity-like securities.

Ed Riley and Jonathan Miller will lead a new team catering to ultra-high-net-worth clients.

Michael Cabanas, a former managing director at Fiduciary Trust International, will be responsible for sales in the firm’s Southeast US region.

Fast-growing JHS Capital Advisors has opened a new office in Baton Rouge, La. -- the company’s first in that state.

Massachusetts-based financial advisors could soon have to submit to a criminal background check under a proposed reform to the registration process in that state.

Fidelity's achievement wall is getting a bit crowded these days.

Putting out content is the first part of the equation. Next up: Getting it shared.

Asset managers ramped up their marketing and compliance staff dedicated to social media efforts by more than 60% from 2011 to 2012, according to new research from Boston-based Cerulli Associates.

New research from NerdWallet, a personal finance site, is making a tough case for active managers to justify their fees.

Projections call for a 1.9% economic growth rate, below the 2.2% average growth in the first three years of recovery since the Great Recession: TD Economics.

Spring is a time of new growth. The buds on trees start to appear, dormant flowers launch their annual makeover, and the grass begins its transition to a beautiful shade of deep green. If only growth in your business was as easy as waiting for warmer weather. Ron Carson asks, as, a financial advisor, are you prepared to grow this year?

See how one high-profile financial advisor is planning for his firm's future.

The firm has won over a $300 million team from UBS and its 10th recruit so far this year.

A team of former TCW Group equities analysts have joined DoubleLine Capital portfolio managers Husam Nazer and Brendt Stallings managing the DoubleLine Equity LP investment strategies.

The House Ways and Means Select Revenue Measures Subcommittee held a hearing this week to discuss possible tax reforms on financial products such as derivatives.

The Cyprus crisis seems to have the entire world gasping, including equity mutal fund investors.

Nearly half of all middle-class households spend all -- or more than all -- that they make every month, according to a survey by NestWise, LPL Financial’s new online planning service for middle-class investors.

Norm Champ, director of the Securities and Exchange Commission's Division of Investment Management, last week took the first steps in meeting and speaking with members of the Investment Company Institute.

PALM DESERT, Calif.-Norm Champ, director of the Securities and Exchange Commission's Division of Investment Management, last week took the first steps in meeting and speaking with members of the Investment Company Institute.

Here we present a new look at our top bank advisors list, reshuffled and ranked by fee-based business.