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The firm continues to expand its presence in Florida with the addition of a second Wells Fargo broker.

Here’s a sampling of bank reps who were recently promoted or moved to new organizations to assume roles of greater responsibility.

Denver-based Cambiar Investors will close the Cambiar Small Cap Fund (CAMSX) to new investors on April 30.

Putnam Investments LLC, the asset manager in its fifth year of a turnaround effort by Chief Executive Officer Robert L. Reynolds, introduced six new mutual funds, including two aimed at investors weary of stock swings.

Westwood Holdings Group last week announced that the Westwood Income Opportunity mutual fund has surpassed $1 billion in assets.

Raymond James is going after more top advisors -- and it's changing its payout structure to do so.

Rapidly changing U.S. demographics are ikely to render industry assumptions ineffective, Conning says. Protection gap offers potential for future growth.

A coalition of charities has expressed concerns about a Senate budget proposal that could potentially place a limit on charitable deductions.

Wells Fargo CEO John Stumpf said banks are no longer "too big to fail," and admonished fellow bankers to accept the existence of the Consumer Financial Protection Bureau.

It’s clear that mobile is everywhere. It’s no longer enough for tech vendors to offer great technology, they need to offer it in a mobile-compatible format as well.

Last year, Congress passed the JOBS Act, a new bill designed to foster the growth of startups. Hedge funds were particularly excited about the bill because it was expected to allow the SEC to form new rules for the industry. Jesse Marrus writes, in the months since the bill was passed, little has come from the JOBS Act. Hedge funds are still waiting to hear from the SEC, and investors are still jumping through hoops.

Personal devices can pose a serious threat to businesses if strict policies and preventative cybercrime measures are not put in place, according to a study. Advisory firms may be wise to maintain a watchful eye on employee communication.

Last year, Karrie McMillan led off the first day of the Investment Company Institute's annual mutual funds conference with a stinging takedown of the Securities and Exchange Commission's treatment of the industry.

Company A last year pumped up its revenues by 44.6%-from a base of $108.2 billion.

Exchange Traded Concepts is in a good place right now.

The investment management industry is undergoing a transformation.

Regulatory reform will take center stage at the Investment Company Institute's 2013 Mutual Funds and Investment Management Conference that starts today in Palm Desert, CA.

The minutes from the most recent Federal Open Market Committee meeting have been poured over by countless pundits who have shown the same level of consensus that Congress has on the sequester.

Two brand name firms are extending their exchange-traded fund distribution venture. Fidelity Investments and BlackRock has teamed again up to bring iShares ETFs to Fidelity's army of investors.

Less is more and more is less. This applies to the digital world, too.