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Strong companies may offer shelter from the storm for some investors, according to JPMorgan Asset Management.
October 24 -
Brown Advisory, a Baltimore-based independent investment management firm, hired Christopher Bartlett as a partner in its Baltimore office.
October 24 -
Morgan Keegan & Co., the brokerage firm acquired by Raymond James Financial Inc., was ordered by a federal appeals court to pay a group of 18 investors a $9.2 million arbitration award.
October 24 -
Almost one in two consumers (47%) say they keep the majority of their assets with banks, up from 44% in 2011. Self-directed firms and full-service brokers, in contrast, had only 28% and 15% of the market, respectively.
October 24 -
The hybrid RIA firm says it chose LPL after a 'Bachelor'-style bakeoff.
October 24 -
As many planners have discovered, unsettled markets mean many nervous phone calls and emails from clients. Investors want to know why their investments may be down and when the turmoil will stop. And advisors have nothing in their toolboxes to relieve that anxiety. Except, maybe there's a simple tool right at their fingertips.
October 24
Retirement Clearinghouse -
Orions accounting and performance review software provides SWS advisors with performance dashboard.
October 24 -
When it comes to revenue and expense management, the investment management industry is fragmented and in need of an overhaul, according to a recent survey of EMEA investment managers by Bonaire Software Solutions.
October 24 -
The rapid growth in exchange-traded funds is making the landscape a treacherous one for investors and advisors alike. Enter State Street Global Advisors.
October 24 -
SEC chairman Mary L. Schapiro said there is not a substantive effort to review the agencys clearly erroneous trade rules, even though Knight Capital took $457.6 million in losses after a flood of erroneous trades on August 1.
October 24 -
Trustmark's company's earnings rose 2% from the second quarter and 9.5% from a year earlier, to $29.9 million. The Jackson, Miss., company said in a press release late Tuesday that higher revenue from insurance commissions.
October 24 -
Paladyne Systems has appointed Paul Cucurullo as senior director of sales to lead and develop the Paladyne offering for long-only asset managers and investment advisors.
October 24 -
Marc Jimenez, former regional director for Dimensional Funds, a $240 billion mutual fund family, has joined Cambridge Southern Financial Advisors to run the firms new Denver office.
October 24 -
Principal Funds president and CEO Nora Everett has been elected to the Investment Company Institute's Board of Governors.
October 24 -
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Raymond James Executive Chairman Thomas James said he is optimistic that the financial services industry can work more closely with regulators, even as evolving regulations such as a uniform fiduciary standard and the Volcker Rule have started off with the wrong approach.
October 23 -
AdvisorShares is currently prepping a global short selling exchange-traded fund dubbed the International Bear ETF, to launch within the next few months.
October 23 -
Kathleen Gaffney, a member of Loomis, Sayles & Companys multisector full discretion fixed income portfolio management team, has left the firm to join Eaton Vance as co-director of Investment Grade Fixed Income.
October 23 -
The rapid growth in exchange-traded funds is making the landscape a treacherous one for investors and advisors alike.
October 23 -
BlackRock Inc., the worlds largest exchange-traded fund provider, has an edge over State Street Corp. in buying Credit Suisse Group AGs ETF business, according to Citigroup Inc. analysts.
October 23






