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Morgan Stanley Smith Barney hired the Seminara Group—comprised of advisors Frank Seminara, Peter Seminara, Robert Knorr and Andrew Goldberg—in Florham Park, N.J., from UBS. They had $660 million in client assets under management and $6.69 million in production. Other new hires include Phil Huffman and Craig Cox from Merrill Lynch in Pasadena, Calif.; Susan Rosenthal, Sandra Puff and Monica Tew, also from Merrill Lynch, in Durham, N.C.; Richard Jenkin and Thomas Ferrante from UBS in Jericho, N.Y.; and Patricia Glass from Credit Suisse in New York's Park Central Branch.
July 1 -
The CEO of RBC Wealth Management - U.S. discusses his book, which details how to rebuild trust in the advisor industry.
July 1 -
Revision aligns with FINRA's new rule on suitability.
July 1 -
Advisors need to address asset location strategies for their clients.
July 1 -
What is the best way to invest in the precious metal?
July 1 -
The head of International Wealth-USA and Correspondent and Advisor Services for RBC Wealth Management-U.S. discusses her 18 years in the securities business.
July 1 -
Ranking the top wirehouses and regional firms in the employee advisor channel.
July 1 - PH
After a fast start this year for ETFs, investors are becoming more defensive amid deep worries about Europe, the U.S. and China.
July 1 -
When it comes to sector exchange-traded funds, know what you're buying.
June 30 -
In the span of 12 months, the Active Bear Exchange-Traded Fund (HDGE) has become a wirehouse darling. The fund has multiplied its assets eight-fold from $40 million in assets in January 2011 to $319 million at press time.
June 30 -
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How often have sponsors had to intervene to prop up money market funds?
June 30 -
On June 29, 2012, Last week, the Board of Trustees of Trust for Professional Managers approved a reorganization of the Marketfield Fund, an equity and fixed income long/short mutual fund, into the MainStay Marketfield Fund, a newly created series of MainStay Funds Trust.
June 30 -
The Dow Jones Industrial Average wrapped up its best June since 1997, rallying up 277.83 points Friday to close at 12,880.09.
June 29 -
See which executives made the list. (Hint: One just purchased a Hawaiian island.)
June 29
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On June 29, 2012, BlackRock Asset Management¹s Toronto-based arm has crowned Noel Archard, the global asset management firm¹s current head of U.S. iShares, to succeed Bill Chinery as chief executive officer.
June 29 -
On June 29, 2012, St. Paul, Minn.-based Advantus Capital Management is adding an institutional share class of the Advantus Strategic Dividend Income Fund to its lineup within the next three months.
June 29 -
The Supreme Court decision looks and feels monumental to most Americans, even if it just confirmed the status quo, and clients will want to know its likely impact on their budgets, their retirement planning, and the economy.
June 29
CFP Board -
The regulatory board has revised its fees for various services in order to keep up with resource demands.
June 29 -
On June 29, 2012, PIMCOs founder this week gave his readers a bit more than his usual insights on the state of the market.
June 29
