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Brandon Williams will focus on leading and expanding the TD Wealth business in the U.S. franchises as well as come up with new strategies and platforms to meet U.S. high net worth clients’ needs.

CUSO Financial Services has implemented broker-dealer services and back-office support for Pennsylvania-based TruMark Financial Credit Union.

On June 20, 2012, if money market mutual funds shift to a floating net asset value, impose redemption holdbacks or seek additional reserve capital through fees, corporations say they would stop investing in these vehicles and most likely reduce or fully liquidate their holdings, according to data released today by the Association for Financial Professionals.

On June 20, 2012, Prudential Financial, Inc. unveiled several key leadership appointments in the U.S. and Japan, effective immediately.

An influx of assets and advisors have given a much needed boost to smaller, independent advisors.

To expand its advisory trust services, BOK Financial announced it hired Rosemary Hueser as vice president, manager of advisory trust services.

In the puzzle of oncoming financial regulation, how to properly oversee a firm’s liquidity is one of the largest pieces regulators are now working to get right.

James E. Putman, the founder and former CEO of an Appleton, Wis., investment firm, was disciplined by the CFP Board for allegedly accepting $1.24 million in kickbacks for steering clients’ money into dubious investments.

J.P. Morgan Asset Management has launched a multi-asset unit headed by Seth Bernstein, who will oversee the new effort as Global Head of Asset Management Solutions, reporting to Mary Erdoes, CEO of J.P. Morgan Asset Management, according to an internal memo.

State Street Global Advisors began trading the SPDR BofA Merrill Lynch Crossover Corporate Bond ETF and the SPDR BofA Merrill Lynch Emerging Markets Corporate Bond ETF on the NYSE Arca.

As Comptroller Curry discloses concerns about JPMorgan Chase's risk management, lawmakers continue their debates over agency funding, derivatives oversight and other issues of the reform effort.

After breezing through a Senate hearing last week, Jamie Dimon faced tough questions from members of both parties at a hearing before the House Financial Services Committee.

The Foreign Account Tax Compliance Act (FATCA) is likely to radically alter how asset managers conduct business on a global scale.

Jeffrey Mortimer will lead the firm’s investment strategy committee and play a lead role in communicating its insights on markets, investment dynamics and portfolio strategy.

The Dow Jones Industrial Average shot up 95.51 points Tuesday to close at 12,837.33 while techs stocks drove the Nasdaq up 34.43 points to finish at 2,929.76.

On June 19, 2012, alternative mutual fund Pyxis Capital named J. Bradley Ross as its new president to replace outgoing former president Joe Dougherty.

On June 19, 2012, Invesco hired OneTick OneMarketData to perform customized transaction cost analysis analytics on its executions.

Pyxis Capital, a Dallas RIA, named J. Bradley Ross president. He replaces Joe Dougherty.

On June 19, 2012, State Street Global Advisors began trading the SPDR BofA Merrill Lynch Crossover Corporate Bond ETF (XOVR) and the SPDR BofA Merrill Lynch Emerging Markets Corporate Bond ETF (EMCD) began trading on the NYSE Arca.

Wells has been on a hiring tear, having added advisors with more than $1.9 billion to its various wealth businesses already this month.