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The bill would not only ban non-competes but also limit the scope of non-solicit agreements.

The principals at Legend Venture Partners stand accused of making millions by offering shares in pre-IPO companies without disclosing markups to investors.

Fidelity is the latest high-profile traditional-finance firm to join the race after BlackRock Inc. made a splash with its June 15 application for a spot ETF, which opened the floodgates for others to try their hand at it, as well.

The technology that powers ChatGPT can sift through and even synthesize massive amounts of data, though it must overcome doubts over reliability, transparency and regulatory risk before it can be harnessed to conduct useful research.

Six southern states — Florida, Texas, Georgia, the Carolinas and Tennessee — are contributing more to the national GDP than the Northeast.

More than 60% of registered investment advisory firms force complaints into forums that cost more and may give them fewer rights than FINRA, the regulator said.

Franklin Templeton investing experts discussed key global market trends that could impact portfolios heading into the second half of the year.

New research explores the potential for generative AI to serve as a strong support system for wealth management clients.

Among the respondents who work with financial planners, about 7 out of 10 said they have high hopes for 2023. For those without planners, the figure fell to 42%.

Plus, eMoney gets a new cash management option, Docupace gets a new CFO and the former Skience president starts a new fintech firm.

An AARP study found that the losses amount to tens of billions of dollars each year, with the vast majority going unreported to authorities or the industry.

Mechanics, considerations and planning opportunities for navigating SALT cap workarounds.

Wealth management's broken career pipeline needs urgent attention as a succession cliff looms, a new Cerulli report says.

Deciding your own salary may sound exciting. But when getting a business off the ground, the pay question can be a delicate balancing act.

The panel's recommendation would also seek comments on the possibility of outsourcing some review functions to third-party firms.

Called "Ester," new AI and machine learning can automate tedious tasks traditionally handled by financial analysts and in-house paralegals.

The Ameriflex Group has been adding advisors and assets without using the kind of M&A deals that often fuel expansion in the industry.

The time is ripe to invest in automation, data science and social media to fuel wealth business growth in the digital age.

The world's largest money manager began rolling out the BlackRock Private Credit Fund this month, targeting mom-and-pop investors while vowing to keep "an eye on risk."

Even wealthy clients may procrastinate on maximizing tax efficiency ahead of the gift and estate tax exemption limits' expected declines in 2026.