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Two groups representing mutual fund independent directors and trustees are joining together to voice their concerns about the changes to money market funds currently being considered by the Securities and Exchange Commission.
May 4 -
St. Petersburg, Fla.-based Eagle Asset Management, Inc. announced that Kerry Anne Murphy has joined its institutional sales team.
May 4 -
Hedge fund-turned-mutual fund RiverPark Advisors LLC has launched the RiverPark/Gargoyle Hedged Value Fund, a conversion of the Gargoyle Hedged Value Fund L.P.
May 4 -
Los Angeles-based TCW has hired Jerry Cudzil as Head of U.S. Credit Trading, a new role within the firm.
May 4 -
The Dow Jones Industrial Average shed 62 points to finish at 13,206.59 Thursday ahead of the much-anticipated April jobs report.
May 3 -
Your IRA Expert takes on questions about SEP contributions and 457(b) rollovers.
May 3
Ed Slott & Co. -
Clients interested in guaranteed lifetime income? Now you have one more option to offer, courtesy of Great-West Life & Annuity Insurance Co.
May 3 -
Every year FINRA sends hundreds of inquiries to firms that are not broker-dealers, including RIA firms, about suspicious trading. How you respond is critical.
May 3
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Wunderlich Securities has announced the hiring of four more professionals from Morgan Keegan: three in its Equity Capital Markets division and one in the Private Client Group.
May 3 -
On May 3, 2012, TCW hired Jerry Cudzil as Head of U.S. Credit Trading, a new role within the firm.
May 3 -
On May 3, 2012, Gargoyle revamped its hedge fund into a mutual fund.
May 3 -
On May 3, an AllianceBernstein retirement executive revealed that he is leaving the firm at the end of the month to pursue a career in teaching.
May 3 -
RIAs who use the combined service will be able to pull up daily client balance, holding and transactional data through ByAllAccounts, plus the reporting capabilities of Portfolio Pathway
May 3 -
More than five million high-net-worth investors are using social media sites to inform their financial decisions and nearly three in four use LinkedIn for investment research.
May 3 -
On May 3, 2012, Eagle Asset Management unveiled a new hire.
May 3 -
Associated Banc-Corp has named industry veteran William K. Curtis president and CEO of its retail investment advisory and services arm.
May 3 -
On May 3, 2012, UMB said it added FPA Funds as a new client.
May 3 -
The La Vista, Neb., based independent broker-dealer announced Thursday that Bruce Lear will be a senior vice president for Black Oak Investment Counsel in Kearney, Neb.
May 3 -
On May 3, two mutual fund groups vocied their concerns over the SECs money market fund proposals.
May 3 -
"Big banker pay hasn't been tamed at all. It's as though UBS hasn't learned any lessons at all from the past crises," Brigitta Moser-Harder, a small investor, on the sidelines of a meeting attended by around 3,400 shareholders.
May 3
