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Bank of America has introduced a 401(k) retirement plan for small businesses through its Merrill Edge unit.

PIMCO is getting a new ticker for its closely-watched Total Return Exchange Traded Fund: BOND.

Hedge fund managers are increasingly nervous about getting a knock on the door from U.S. securities regulators now that a new rule that requires them to register as investment advisors and provide lots of data about their inner workings takes effect Friday.

Being a good conversationalist is a skill that many advisors seem to forget when they are with prospective clients. Here are 8 tips to make sure it doesn’t happen to you.

The outflow of $1.8 billion in the week ended March 21 compares to $2.9 billion pulled from such funds in the prior week. The last time domestic equity funds saw an inflow was the week of Feb. 15 when they picked up $46 million.

UBS AG's American wealth management arm has pulled firmly ahead in the race to attract top brokers, using aggressive recruiting tactics and rich signing bonuses.

The Dow Jones Industrial Average lost 71.52 points to end at 13,126.21 Wednesday while the Nasdaq and S&P 500 lopped off 15.39 points and 6.98 points, respectively.

The exodus of capital from mutual funds investing in domestic stocks slowed down last week.

In order to improve investor access to the fund, PIMCO will change the NYSE ticker for its Total Return ETF from TRXT to BOND on April 4, 2012.

T. Rowe Price today unveiled the iPad edition of T. Rowe Price Investor, the company’s quarterly magazine for mutual fund shareholders.

Being a good conversationalist is a skill that many advisors seem to forget when they are with prospective clients. Here are 8 tips to make sure it doesn’t happen to you.

Guinness Atkinson Asset Management, advisor to the Guinness Atkinson Funds, has launched a new equity aimed at providing investors with current income and consistent dividend that will exceed inflation.

Multi-asset manager Virtus Investment Partners has launched a mobile app designed to give users access to what the firm has to say about the latest developments in the financial markets.

Retirement plan provider ShareBuilder 401k has expanded its All-ETF 401(k) platform with five new funds.

In the wake of The Hartford’s recent decision to place its individual annuity business “into a runoff,” Edward Jones this week has stopped offering the firm’s annuities and has suspended sales of new life insurance policies and retirement plans pending the eventual resolution of the uncertainty surrounding these businesses.

Research firm Cerulli says high-net-worth investors are spreading their wealth among a variety of firms.

A former Bank of America Merrill Lynch financial advisor and a 'business associate' were hit with a federal criminal complaint that they fraudulently wired $2.2 million from an account of the Indianapolis Colts' defensive end.

What was supposed to be the day of its greatest celebration became the day of its greatest humiliation. Here's a blow-by-blow recap of how and why everything went so terribly awry and, perhaps, signs that the company designed for "making markets better" is righting itself.

TV personality and personal finance journalist Carmen Wong Ulrich considered many options over the past year and a half as she explored the possibility of opening up her own financial planning firm. After getting an inside look at multiple different planning practices, she decided she wanted to build something new and different, and that she was drawn to “the power of being in an all-female shop.”

While the municipal bond market is still strong, experts agree that increasing local financial strain makes the landscape more complex.