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Amid the end of pandemic credits and investment losses, filing a federal return this year has sobering moments.

As more workers find themselves in a desperate financial mindset, employers should take the time to educate them on all the ways there are to save.

Investment scams are as old as investments themselves, and it doesn't get any easier to avoid falling prey to them. But advisors can help.

Despite a down 2022, these funds were the best over the last decade.

At Future Proof 2022, the recently designated CFP discussed why the event was different from typical wealth management conferences.

Industry insiders are already pondering the next retirement legislation. Here's what's at the top of their wish list.

The wirehouse reported a record fourth-quarter growth of 8,500 net new households and said it planned to hire advisors at a 3-4% rate over the next five to 10 years.

The new year brings new regulations and the end of grace periods from federal and self regulators.

Plus, new deposit tools for J.P. Morgan Wealth Management clients, and Robinhood Retirement goes live.

A New York retiree is running out of options to pay for her sick mother's home care. Can advisors help her navigate the Medicaid maze?

The megabank set aside more than $1 billion in reserves as it confronts mixed economic signals and keeps adding more teams to its wealth ranks.

The group of 70 financial advisors left Advisor Group's Securities America to focus on expansion with the help of a rival to its prior firm.

Ryan Crowley, previously a Citigroup client-experience executive, replaces the unit's former chief operating officer, Pooja Daswani. The company also picked a CEO for its North America business and launched a search for a new wealth management chief.

JPMorgan Securities asked a court to order one of its former employees to stop poaching its customers for his new employer, Morgan Stanley Smith Barney.

The fintech startup is mining SEC, FINRA and other data to make information on financial advisors easier for consumers to digest.

After ending 2022 with a $11 million capital raise, the two-year-old fintech is kicking off the new year by adding 30 years of wealth management experience to its ranks.

At Future Proof 2022, the founder of Lake Avenue Financial and Futurvest discussed how planners can help his family's effort to boost financial literacy.

JPMorgan Chase is claiming the founder of Frank, a college financial-planning site the bank acquired in 2021, defrauded it by vastly inflating the number of customers the company had.

FINRA warned brokers in its latest annual report about not being fully up to speed with the client-care rule.

Level Four Financial sees its parent accounting company and flexibility as disruptive forces for a midsize firm in a field dominated by giants.