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Americans are facing a $7.1 trillion retirement savings shortfall. Will Congress do anything about it?

It's the latest innovation in the increasingly saturated $7 trillion ETF industry.

A retirement plan and wealth practice spanning $1.4 billion displays how independent moves in 2022 are keeping up with or even surpassing those from 2021.

Why industry veterans Christopher J. Asher, Jason D. Cooke and Vincent J. Camarda, charged in separate cases. will go by "defendant" and not "CFP."

The company's CEO offered a rare perspective on what the industry can learn from it.

The strategy has been portrayed as both an essential investing tool and overhyped approach. The reality is somewhere in between.

Judging by a recent survey, reports of the classic investment strategy's "death" are greatly exaggerated.

Two RIA acquisitions added $7.7 billion in client assets to the Toronto-based firm's U.S. platform in Q2.

Devoting an ETF to a single bond may not just be a gimmick. It could solve a lot of the problems with bond trading, writes Jared Dillian.

The Financial Planning Association has begun a multi-year effort to legally protect financial planners' titles.

American seniors lose much of their income to medical expenses. A new law aims to change that.

Officials say the additional information would help agencies gain a better understanding of the industry's potential as a source of systemic risk.

A little-noticed change to "overflow" money will push down customers' yields at a time of rapidly rising interest rates — unless they opt out.

An ex-Woodbury Financial advisor faces 10 felony counts as the industry and regulators keep working on getting better at detecting and preventing scams.

Studies show that the market has created a "Goldilocks" moment for alternatives. But technology and the industry need to work together to get it "just right."

The settlement of a gender-based discrimination case against Citi and concerns about a secret agreement between FINRA and Wells Fargo to manipulate the arbitrator selection process are just two developments that have wealth managers on alert.

Here's a list of the terms that advisors interested in crypto should be familiar with.

Reformers and supporters of the existing system are already lining up on either side of the fight as the regulator follows up on its pledges to pursue changes.

The Vanguard Total Bond Market ETF, worth roughly $83.8 billion in assets, is now the biggest bond ETF in the world.