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To meet the needs of the swelling ranks of women investors, Wall Street needs to grow our own female advisors, writes Judy Morrill.

Eliminating the step-up in basis for calculating taxes may not become law, but it’s worth exploring options with your small enterprise-owner clients, says Sophia Duffy.

O’Connell violated six state laws, according to a regulatory complaint.

With Intelliflo, the insurance giant hopes to expand agents’ ability to offer wealth management and financial planning.

Join the newly appointed executive for a look at the changes happening at the online financial services company and broader fintech industry.

The company is making a bid to compete for growing ranks of America’s multi-millionaires and billionaires.

A roundup of this week's news includes advisors on the move, new hires

Clients depend on us to know not just how to handle their investments, but why they are investing in the first place.

The nonprofit is serious about weeding out bad actors among CFP holders, writes Tom Sporkin, the official hired to run its compliance efforts.

Advisors say ESG is increasingly important, but many are struggling to define socially responsible investing.

Many indexes rebalance quarterly or twice a year, so they’re slow to reflect stocks whose wild swings no longer reflect an investor’s goals.

Philadelphia-based Janney Montgomery Scott added three teams from Wells Fargo and Merrill Lynch across two states managing $1.4 billion in client assets.

A new TIGTA report warns, however, that many didn’t follow the rules and could face potential tax penalties.

Nearly 100 clients Mata allegedly defrauded for $14.5 million have received paltry restitution after exhausting every possible method.

Consumer prices last month jumped the most in 13 years, alarming financial advisors and their clients, but everyone should calm down, Michelle Meyer says.

The deal adds 4M clients to the division’s 16.6M clients.

Sen. Wyden’s bill would give the benefit to currently ineligible professions while curbing its use by wealthy business owners.

While US investors lag Asia and Europe, their perception of cryptocurrencies as an investment class, not a currency, is rising.

A new high in loan volume and a notable influx of advisory AUM drove the wirehouse’s business to more than half a billion dollars in second-quarter net income.

The Houston, Texas-based firm was also censured and required to retain an independent consultant.