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The all-stock takeover adds E-Trade’s $360 billion of client assets to Morgan Stanley’s $2.7 trillion.
February 20
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The Social Security retirement rate is based on their highest 35 years of wage-indexed earnings.
February 19
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The fee-only association head tackles challenging issues facing members.
February 19
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The 20 top-performers are largely comprised of low-cost tech offerings.
February 19
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The $180 billion asset manager is moving ahead with plans for actively-managed ETFs that disclose their holdings like mutual funds.
February 19
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The regional BD’s hiring streak continues even as it loses a manager who played a notable role in its expansion.
February 19
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Effective decision-making means knowing how to foster a culture of healthy criticism.
February 19
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The asset manager was stuck at $700 billion in AUM for 18 months. Faced with a grim reality, Franklin made the obvious move: It got bigger in a hurry.
February 19
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The investing strategy “is close to saturation,” and the cost of keeping up with the competition may be to blame, a new study suggests.
February 19
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The spike in the number of older employees in the workplace reflects a trend over the past decade.
February 18
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The advisors had generated $20 million in production at Goldman Sachs, according to their new employer.
February 18
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The exit of David Knoch is the latest change at the growing and rapidly pivoting tax-focused IBD formerly known as HD Vest.
February 18
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Three years after leaving the Broker Protocol, the firm continues to selectively hire.
February 18
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The quintet is the latest to join the bank’s unit catering to wealthy clients.
February 18
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The nearly $4.5 billion deal is another case of consolidation in the industry, as firms grapple with falling fees and the rising challenge from managers of index-tracking funds.
February 18
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Pre-retirees may consider funding a Roth account to take advantage of tax-free compounding and tax-exempt withdrawals in retirement, an expert writes.
February 14
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The wealth manager claimed bank management knew a customer had a history of sexual harassment, but allowed him to continue doing business at the branch anyway.
February 14
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The former Cetera advisors joined the firm’s employee channel.
February 14
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“When you mess with everybody’s day-to-day work flows, you have to get everyone involved from the get-go,” said advisor Andrew Altfest.
February 14
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Amid a “rapidly increasing” number of ESG-aware clients, planners say the sector must clean up its act to survive.
February 14
