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“There definitely will be people who don’t win in this,” says Altruist founder Jason Wenk.

From regulations to diversity and inclusion, these leaders are set to make an impact on wealth management.

So much faith has been put on the partial trade deal with China that stocks have nearly recovered since President Trump’s first round of tariffs on imports.

Adjusting a federal income tax return depends on personal tax circumstances, “such as the materiality of the error,” an expert says.

The firm is looking for ways to maintain its edge and reinvigorate its shares, which have trailed rivals over the past year.

To help individuals and businesses prepare for filing season, Grant Thornton has released a collection of year-end tax tips.

Seniors hoping to begin retirement next year are advised to review their risk exposure, pay down their debt and save for additional health care costs.

One size fits all? The single form for disclosure of client-advisor relationships applies even if firms offer multiple products and services.

The most outstanding advisors are those who do well across the board, even if they aren't the best in any one specific area.

Even as new technology and changing client demands force firms to constantly upgrade, advisors have potent defenses to help them stay competitive.

Funds that track custom-built indexes often seek exposure to securities based on factors like ESG and strategies that would typically be actively managed.

The SEC says broker-dealers may treat investment advisors as if they were subject to the AML Rule — under certain conditions.

In 90% of families, wealth disappears by the end of the third generation.

One tip for younger clients is to create multiple income streams that are subject to varying tax treatments.

There comes a point when advisors must decide how much to scale. Here's a guide.

This year’s list, like last year’s, was created through a formula encompassing AUM, production and percentage of fee-based business.

With the industry closely watching the complex integration, the selling network's parent divulged how it struck the $1.3-billion agreement to form a giant IBD.

A major driver of growth has been the “increased awareness” of advantages like tax efficiency, liquidity and transparency, according to Bank of America.

In a business increasingly dominated by inexpensive index funds, the young juggernaut succeeded by actually picking good investments.

The wins came at the expense of Merrill Lynch, UBS, Raymond James and Wells Fargo.