Broker dealers

The wirehouse hires will aid Advizr's focus on reaching smaller broker-dealers, says chief executive Hussain Zaidi.

Some are calling for the CFP Board to get tough on conflicts and compensation as it finishes revisions to its standards of conduct.

The convicted fraudster allegedly stole more than $270,000 from his victims, including his mother and ex-girlfriend.

Clients in Asia are among the beneficiaries, gaining the ability to trade U.S. products during their daylight hours.

The industry group is seeking restrictions on how brokers can describe their services and responsibilities.

The combination of the three practices will establish a key fiduciary advisor in the retirement planning industry.

The Short Hills, New Jersey-based bank will look to Cetera to accelerate the program's growth.

Broadridge Financial follows Invesco to the Canadian digital advice market.

The new database is a good first step in helping to address gaps in the oversight of advisors, but more needs to be done, say industry observers.

IHT Wealth Management now has $2.4 billion in client assets.