Capital markets

Technology has created efficiencies for RIAs. It’s also a danger, says the firm’s COO.

“The general feeling is that progress is made every day, little by little,” an executive said of the crypto community’s optimism.

The top 20 collected nearly $1 trillion in combined assets.

The delay does not “indicate that the commission has reached any conclusions,” the regulator said.

Those attracted to the asset management industry are highly susceptible to screening data to fit their existing preconceptions, new research shows.

Even momentum, which has made money in eight of the last 10 years, has plunged in 2019.

The Wall Street giant will use the Main Street advisory firm to further its mass-affluent strategy.

Nearly all posted losses over the last year.

More money has been pulled from hedge funds than added over the past four quarters, while ETFs reeled in $312 billion last year.

The SEC has just approved an ETF with negative fees — a sign that fund managers need to continue adjusting to their straitened circumstances.