Client communications

The COVID-19 pandemic has infected the service’s annual list of top tax scams.

A lawsuit will turn on whether UBS can demonstrate that Alexandra Van Meurs violated contract agreements when she and her team jumped to Morgan Stanley.

The widespread popularity of the compensation descriptor, long ballyhooed by RIAs, ultimately proved problematic for the CFP Board which has updated its standards.

At home or under a socially distanced beach umbrella, these diverse titles will help while away this singular season.

Chief information officer Frank LaQuinta reveals the firm’s $500 million acceleration strategy, plus how advisors are using technology during the coronavirus pandemic.

Advisors who missed the “first-mover advantage” a decade ago could be in the catbird seat as all the rules change.

Opening up about your personal circumstances forms a bond that can only benefit your planning practice.

The basic yet revealing query shows why it’s not just about FINRA registration as a BD and 1099 contractor status for advisors.

Some say conversations about race have no place in the workplace. We disagree.

A new book could help advisors better grasp the difficulty with the topic of money among underserved client groups.