Compensation
Compensation
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The rewards for the men — and they’re all men — are notable, especially given only a third of the top 15 managers on the list beat the S&P 500.
February 11 -
While he hasn’t received a cash bonus since 2007, part of his stock award will settle in cash when it vests.
February 11 -
The regional broker-dealer is coming off a big recruiting year.
February 10 -
Retirees can reverse their claiming decision, but not without considering one important caveat.
February 10 -
Two prominent female advisors are joining forces to target first-generation wealth builders.
February 10 -
A chance phone call and breakfast changed these advisors’ career trajectories.
February 10 -
It took Credit Suisse’s chairman 19 meetings to woo Tidjane Thiam and one board meeting to say goodbye.
February 10 -
Seniors may consider working longer or relocating somewhere where their benefits are not subject to state taxes.
February 7 -
Firms must collaborate, rather than compete, to bring in more women and non-white advisors, says Cerulli Associates.
February 7 -
The regional BD launched its 16th location in Texas — where it has scored several big hires in the past year.
February 7 -
“We saw a deterioration in terms of trust, reputation and credibility among all our stakeholders,“ Urs Rohner said
February 7 -
Pre-retirees are encouraged to save aggressively and create a list of things they plan to spend their money on without remorse, an expert says.
February 6 -
Entrepreneur Abraham Okusanya explains in the latest episode of Financial Planning’s new In|Vest Podcast how he’s trying to help firms and planners tackle retirement distribution.
February 6 -
"It took a little time to regain our equilibrium."
February 6 -
Advisors can protect clients’ estate planning goals post-Secure Act but the vehicle will have to change.
February 6 -
The unit was awarded a bonus pool that’s 5%-10% larger than last year, reflecting increased profits and assets, people familiar with the matter say.
February 6 -
“It’s like nuclear fallout. The bomb didn’t drop on you but you were within five miles of it," said Alan Johnson, managing director of compensation consultant Johnson Associates.
February 6 -
Clients can void overspending by seeking out sales and discounts to lower their food and entertainment costs.
February 5 -
The settlement would apply to advisors who participated in the firm’s deferred-compensation plan from February 2011 through January 2020.
February 5 -
Faced with the retention risk from the RIA-only channel, firms are trying to alter their company cultures and questioning traditional approaches.
February 5



















