Raymond James' Judson Potter says he learned a lot about perseverance by watching his mother go through medical school.

The past year saw some of the biggest moves in recent memory, which may indicate the further dominance of larger teams in the industry, says recruiter Elizabeth McCourt.

The call for nominations is now open for On Wall Street's 9th annual Branch Manager Awards.

With people preoccupied with planning a get-together or last-minute shopping, 401(k) communications during the busy holiday season might get lost in the shuffle.

Plan sponsors need to be aware of what will happen to 401(k) plan loans now that rates have gone up.

This list will appeal to advisers looking for new ideas, practices and perspectives to consider for the new year.

Advisors must ensure that their firms meet the needs of the younger generation of workers.

Ambition and training helped one veteran advisor learn to adopt financial planning tools, account aggregation software, video conferencing apps and tablets in his effort to create "a new client experience."

It bears paying attention in the coming year as to what inroads digital-first firms can make into the DC space.