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Daniel Farley will lead a team of wealth management professionals serving wealthy clients in the greater Minneapolis-St. Paul area.

She is the third generation to control the company and, like her family members, has maintained a low profile despite the reach of the firm’s mutual funds.

Edward "Ned" Johnson, 86, is retiring and will become chairman emeritus.

Keith Banks, president of U.S. Trust, is getting new responsibilities at the firm.

The regional firm recruited its first adviser for Alex. Brown since acquiring the unit in September, and will reopen an old office in Annapolis, Maryland.

The group, led by two brothers, joined the firm as partners and opened a new office for Noyes. It's now the firm's largest branch.

Nunag will oversee client relationships, product development, marketing and sales in the New York City area.

Owners of McDonald’s outlets often need funds quickly to meet corporate demands for upgrades.

Robert Peyreigne was hired to fill the role after Michael Armstrong departed Jefferies for RBC earlier this year.

The planners left J.P. Morgan, UBS and Merrill Lynch to go into business for themselves.

The regional firm ups its recruiting momentum with two wirehouse advisers.

The new hires come from RBC, UBS and First Republic.

The IBD selects UBS veteran to become CEO

The new recruits come from Stifel and IBD ValMark.

Key questions to ask when firms choose to rely on the best interest contract exemption. Some policies may drive advisers away.

A $650M firm serving HNW clients wanted help "navigating regulatory change."

The group's leader comes with 26 years of industry experience.

The new executive moved to the regional firm only seven months ago from Morgan Stanley.

The new recruit is leaving the wirehouse to work as an independent.

The three recruits joined the independent firm from Wells Fargo and Edward Jones.