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The independent firm founded by several former wirehouse managers picked up two recruits who generated $1.5 million in annual production.
January 19 -
CEO John Taft warns that regulatory scrutiny will increase, but adds that the long-term goal a unified fiduciary standard of care will still benefit clients and advisors.
January 19
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John Taft will be the latest head of a major brokerage firm to exit the business, following UBS' Bob McCann and Morgan Stanley's Greg Fleming.
January 14 -
The new recruits formed a new team after leaving Wells Fargo and Davenport & Company.
January 14
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Hao Zou, a portfolio manager at Pimco, has left to start a firm providing an artificial intelligence platform for hedge funds, family offices and other institutional investors.
January 14 -
See which advisors topped this year's list of the biggest producers under age 40.
January 13 -
Another team departed Credit Suisse, this time for William Blair.
January 13
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The firm's former correspondent and advisor services supervisor will now oversee consulting operations reaching the firm's 1,900 advisors.
January 12
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The new recruits move to the independent side of Wells Fargo.
January 7
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Inspired by his football coach to consider planning, Raymond James complex manager Tony Barrett has focused on team success and the inclusion of African American advisors.
January 7 -
The head of the wealth management business is stepping down, while Colm Kelleher has been named president of Morgan Stanley, according to memos sent to employees.
January 6
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Four recruits moved between the boutique wealth managers, making them the latest Credit Suisse advisors to pass on an offer to join rival firm Wells Fargo.
January 6
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A few banks started paying their advisors by salary years ago--now others are considering the same.
January 6
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Former chief executive Paul Purcell will stay on as chairman of Baird.
January 5 -
Scott Bessent, who oversaw George Soross $30 billion fortune for the last four years, will be managing $4.5 billion by the end of the first quarter, one of the largest hedge fund startups ever.
January 5 -
The former wirehouse advisors make their move to the bank channel with SunTrust Private Wealth Management.
January 4 -
Here's what industry insiders and elite members of the Top 40 Under 40 say it takes to make it to the top.
January 4 -
On Wall Street unveils the biggest producers under age 40 at the super regional and regional broker-dealers.
January 4 -
See which advisors topped this year's list of the biggest producers under age 40.
January 4
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See which advisors topped this year's list of the biggest producers under age 40.
December 31
