-
If these black financial advisors meet the goal, it will defy the industry's stark racial disparities: early career growth at that level just “doesn't happen in our demographic,” one partner says.
January 23 -
The all-woman unit will operate from two locations.
January 23 -
The bank is an aggressive recruiter of HNW and UHNW talent.
January 17 -
The 17-member team is one of the largest to switch employers in recent years.
January 17 -
The changes come a month after she was named CEO of the bank’s newly formed wealth management unit.
January 16 -
The size of the firm's class compares with 145 last year.
January 15 -
The recruits include a father-son duo from UBS.
January 14 -
The regional broker-dealer is among the industry’s most aggressive recruiters.
January 10 -
Rivals will be waiting to seize on any changes that may irk some 4,400 representatives poised to operate under a new parent IBD network.
January 6 -
The record level of transactions — as well as long-term industry shifts — often prompt advisors and other wealth management professionals to assess their options.
January 6 -
The advisors left Wells Fargo, signaling Stifel’s recruiting push will extend into 2020.
January 3 -
Among the new recruits is an 11-person team.
December 30 -
More often than not, wirehouses were on the losing side of these moves.
December 30 -
The additions came amid a revamping of the firm’s independent advisor compensation.
December 24 -
The new hires signed on with the firm’s employee broker-dealer.
December 23 -
The wins came at the expense of Merrill Lynch, UBS, Raymond James and Wells Fargo.
December 13 -
It was Ray Jay’s tech and in-house marketing agency that initially appealed to the team.
December 10 -
It has been a banner year for regional BDs as more than 400 planners joined the fold, according to hiring data analyzed by On Wall Street.
December 9 -
The Wall Street executive founded three companies, including private-equity firm Lightyear Capital.
December 9 -
It’s the second biggest move in 2019, and includes an advisor featured in On Wall Street’s Top 40 Under 40.
December 4




















