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“We are looking to grow a firm of high quality financial advisors who are looking to make a real difference in people’s lives,” the firm cofounder says.
January 25 -
The appointment comes after an earlier announcement of broad leadership changes at the firm.
January 25 -
The teams are led by brokers who’ve been featured on Barron’s and Forbes’ advisor rankings.
January 23 -
The firm’s new leader Penny Pennington tapped managers, one a longtime veteran of the firm, for the executive committee.
January 23 -
The advisors had been with RBC their entire careers.
January 23 -
Private Advisor Group unveiled a new team with $175 million in client assets, while Integrated Financial Partners says it grew by $900 million in 2018.
January 23 -
The regional BD’s new advisors managed a total of $225 million in assets at Wells Fargo and Merrill Lynch.
January 22 -
The regional BD started its 2019 recruiting year with a bang.
January 22 -
The division’s chief investment officer and head of multi-asset solutions will take over in the interim as co-heads.
January 22 -
The reduction, which includes 15% of senior management, is part of a larger effort to cut costs and automate more business.
January 18 -
The regional BD has been on a red-hot recruiting streak.
January 18 -
An analyst expects “solid” recruiting figures for the fourth quarter after the No. 1 IBD added the five-advisor group plus an ex-Raymond James bank program.
January 17 -
The four-person team is the first 2019 hires for the boutique bank.
January 16 -
Of the promotions, 14 were in the wirehouse's wealth management arm.
January 16 -
The five new advisors kicked off recruiting in 2019 for the No. 4 IBD after it set a record in the previous year.
January 16 -
The firm’s newest recruits come from Merrill Lynch and Wells Fargo.
January 14 -
Mark Wiedman’s takeover as head of international and corporate strategy could be a sign of larger changes ahead, a memo suggests.
January 14 -
The retirement plan-focused group’s new OSJ had left the No. 1 IBD in 2017 and will grow to 160 advisors under the move.
January 11 -
Advisors Daniel Conners and Michael Crawford were looking for new tech and more comprehensive planning offerings for their clients.
January 11 -
The firm’s new CEO Ronald O’Hanley is pushing to reduce expenses, automate more functions and simplify organizational structure.
January 11






















