Data and information management

Which is better? An SEP plan or solo 401(k)?

Simple solutions may be a better alternative to customization, says the company's CEO.

The new product will allow fintechs to expand their financial service offerings without changing providers.

Some banks are setting up their own parallel digital banks, while others form innovation labs. Roman Regelman says BNY Mellon is transforming the entire institution.

Fee pressure and improvements in data and analytics are among the leading issues the industry faces today, executives say.

Here are questions the agency has been asking.

Technology has created efficiencies for RIAs. It’s also a danger, says the firm’s COO.

Some advisors think they’re stuck with legacy systems. They’re not, says the firms’ managing partner.

Firms are spending plenty on tech but are skimping when it comes to training their people to recognize an incoming attack.

In a day when information is the lifeblood of business, you’re an information fiduciary as well.

FINRA, Morningstar and Nasdaq have already migrated to the cloud. Should RIAs follow?

Audit volume is up but compliance issues are down — with cybersecurity as the wild card.

About 82% of financial advisors are already using financial planning software.