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Raymond James & Associates recruited advisors from Oppenheimer & Co. and Wells Fargo Advisors, each with close to $1 million in revenue.
January 27 -
The claim represents more than half the awards handed out by the regulator against advisors so far this month.
January 27
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Two wirehouse advisors generating $1.3 million in annual revenues joined RBC Wealth Management.
January 27 -
The regional broker-dealer lands three new recruits for its employee channel, including one who managed more than $100 million AUM.
January 26 -
The asset management firm made the new hires during a recruiting push in the last quarter.
January 26 -
Two Merrill Lynch advisors left the wirehouse for independent firm Snowden Lane Partners.
January 26 -
An advisor at RBC has been promoted and will oversee six wealth managers.
January 22 -
When does it make sense to buy your list of clients? Attorney Alan Foxman explains.
January 22 -
Many advisors miss the old culture at their firms. What exactly are they longing for?
January 22
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But while quarterly earnings at the company's wealth management unit dropped 7% from the previous quarter, they were up 30% year-over-year.
January 21 -
A wealth manager with 30 years of experience left Citigroup Global Markets to join the year-old Lebenthal Wealth Advisors as a producing branch manager.
January 21 -
Two advisors left Barclays to join regional bank First Republic.
January 21 -
The seven-member group left Morgan Stanley to join Wells Fargo.
January 21
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Raymond James lured away a Morgan Stanley advisor managing more than $85 million in client assets.
January 21 -
Client assets top $2 trillion, although representative head count is down 2.3% on the year.
January 20 -
Jones' football prospects are certainly bright. But what about his hoped-for career as a financial advisor?
January 20
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Two advisors left Wells Fargo to join Stifel.
January 15 -
Net income for Bank of America's wealth management division slid to $706 million for the fourth quarter from $778 million for the year ago period.
January 15
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An advisor managing more than $188 million in client assets joined Raymond James & Associates.
January 15
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Net income for the unit hit $514 million for the fourth quarter, helping boost overall earnings, the firm reported.
January 14
