Fiduciary Rule

Technology has transformed the industry, but personal relationships are still crucial.

"Sunlight is the best disinfectant," investor advocate says of regulator's move to keep disciplinary problems in public view.

Some advisors are holding out in case the technology changes.

In the wake of the DoL fiduciary rule, documenting client profiles and recommendations boosts compliance.

Survey shows advisors accept fiduciary mindset but do not see major impact on product choices yet.

More deals are expected in a post-DoL world, Schwab executives say.

Financial advisors can still be held liable for violating impartial conduct standards even though the fiduciary rule has been delayed until 2019.

Variable products suffered their worst quarter in two decades, while fixed contracts also declined.

A massive acquisition, the possible end of the Broker Protocol and other issues will shape the industry in 2018.

The IBD's longtime head stepped down as part of a plan to remake the firm.