Financial institutions

Swiss firm recruits a three-advisor team with more than $400 million in assets after losing over a dozen advisors to rival wirehouses in July.

Analysis: The case of the one-time billion-dollar advisor who was barred from the industry gives cause for wealth managers to make sure they are within the bounds of the rules.

How the wirehouse and a new training program will bring in 1,500 new recruits.

More defections hit the British bank's wealth management unit as it nears its deal to merge with Stifel.

Advisors keep slipping away from the regional brokerage while it waits to merge its operations with Stifel.

Three wirehouse advisors switch to the super regional's employee channel.

Recruiting "is as competitive as I've seen it in the last 10 years," says LPL exec.

Merrill has lured away other big producers from rival wirehouses in recent months.

Two former employee advisors with $240M in AUM join independent firm.

UBS lost a two-decade veteran to rival Merrill Lynch.

For the third time in the past year, the wirehouse discharged a long-time advisor with a big book of business, this time alleging "inappropriate workplace behavior."

The departure comes as the British firm prepares to transition its advisors over to Stifel, which is acquiring Barclays’ wealth management operations.

A $1.6 million producer left J.P. Morgan to rejoin the Canadian bank's U.S. brokerage.

The firm reported solid growth and record advisor productivity in its wealth management business.

Recruiting stayed strong as Raymond James reported a 6% increase in quarterly profits for its wealth management unit year over year.

The bank generated $97 million in second-quarter revenue from its brokerage, trust and insurance operations, up 7.8% year-over-year.

Established wirehouse advisors have more choices than ever before, but these mistakes can abort potentially lucrative new relationships before they even get off the ground.

The wirehouse picked up three advisors from rivals Morgan Stanley and UBS.

Three recruits from the wirehouses join the hybrid RIA Washington Wealth.