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Morgan Stanley’s merger a quarter century ago with a brokerage that had branches in Sears was met with sneers. Now, the firm is taking another stab at luring mom-and-pop investors.
February 21
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Long associated with catering to the wealthiest clients, Morgan is also astute enough to see which way the winds are blowing for the industry.
February 21
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The wirehouse has big reasons to pursue the deal, but the online brokerage's 225 independent advisor firms are not among them.
February 21
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The acquisition is the latest demonstration of firms merging banking, wealth management and digital services to meet clients' every financial need.
February 20
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The advisors had generated $20 million in production at Goldman Sachs, according to their new employer.
February 18
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Three years after leaving the Broker Protocol, the firm continues to selectively hire.
February 18
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The firm looked within its own ranks to fill the position.
February 11
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A chance phone call and breakfast changed these advisors’ career trajectories.
February 10
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“We saw a deterioration in terms of trust, reputation and credibility among all our stakeholders,“ Urs Rohner said
February 7
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The settlement would apply to advisors who participated in the firm’s deferred-compensation plan from February 2011 through January 2020.
February 5
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One of the new hires oversees more than $300 million in client assets and has more than 30 years in the business.
January 31
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A new platform from the World Wide Fund for Nature aims to provide a foundation for ESG-conscious investors and a list of best-practice providers.
January 30
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There are indications that the bank may be looking to expand its toehold in the U.S. wealth management market after abandoning it in 2016.
January 28
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Wealth management is playing an ever bigger role at the firm, which aims to add a million new clients in the coming years.
January 28
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Some of Wall Street's most prominent executives have this in common: a long tenure.
January 22
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The wirehouse boosted profitability even as advisor headcount dropped.
January 22
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The firm plans to entice new customers through its stock plan administration and financial wellness businesses.
January 16
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The firm added 40,000 new accounts last year and hit a record $3 trillion in client balances.
January 15
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The size of the firm's class compares with 145 last year.
January 15
