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The case involves allegations of improper use of the 83-year-old investment bank’s trademark and name.
November 9
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The merged operation will be run by someone yet to be named who will report to Jon Weiss, head of wealth and investment management.
November 8
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New COO is pitching firm’s name, platform — and capital.
November 8
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To sway a federal judge, both sides have tried to bolster their arguments by pointing to Facebook, joint production agreements, news articles and more.
November 7
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The focus since the 2016 election on easing rules, tax cuts and expanding access to credit is about to be turned on its head.
November 6
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People are innately drawn to be a part of something special.
November 6
Snowden Lane Partners -
A total of 86 publicly traded companies approved new repurchase plans so far this year. That’s nearly twice as many as all of 2017.
November 2
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The wirehouse will take 3% — or up to $4,000 per month — of advisors' production in 2019.
November 1
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Building scale has become a key topic for asset managers across Europe amid sustained pressure from larger U.S. rivals.
October 31
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The ruling bolsters firm’s bid to push employees into private arbitration system. The advisor intends to appeal.
October 31
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Ermotti last week outlined how the bank is seeking to win over American billionaires by boosting recruitment.
October 29
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Russell Goldsmith plans to be “quite active” after handing over the top job to his successor in three months.
October 29
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Sergio Ermotti is under pressure to show investors how the bank can reap greater profits from a merger of its two wealth management businesses.
October 25
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“This is a chance to redesign core systems, some of which go back to PaineWebber,” says Tom Naratil, president of UBS Wealth Management Americas.
October 25
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Wirehouses have long complained about paying the highest dues among the group’s hundreds of members, insiders say.
October 24
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For advisors that make a claim of misconduct the deck appears stacked in favor of the employers.
October 23
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Clients have filed hundreds of similar claims against UBS since 2013, with aggregate damages of $2.6 billion.
October 22
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Earnings reports this week showed the firms are increasingly rushing into a booming market for lending to wealthy clients. So far, it’s paying off.
October 18
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Net income increased 31% from a year ago.
October 16
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A bonus introduced earlier this year has helped fuel client acquisition, executives say.
October 15
