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Social Security numbers and portfolio information for some high-net-worth clients and advisors was provided inadvertently as part of a lawsuit.
July 23
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The four advisers joined the more than 500 lost by the wirehouse in the last nine months.
July 20
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Rising markets boosted revenues for wealth- and asset-management arms at the largest U.S. banks to $18.4 billion in the second quarter, according to data compiled by Bloomberg.
July 20
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What used to be a complex and expensive barrier to entry for independent RIAs has now become much simpler and cheaper.
July 19
Ritholtz Wealth Management -
The firm needs a digital advice offering for clients who don't want a traditional relationship, CEO James Gorman said.
July 19
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The new complex manager will oversee 43 advisers at the regional brokerage.
July 19
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The firm also said it has benefited from low attrition and its training program.
July 18
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The advisers previously worked at RBC Wealth Management, with one of them making the firm’s Chairman’s Council.
July 18
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The two advisers bolted in a quarter that saw their ex-firm lose 130 advisers.
July 17
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This is the second time Jefferies has poached Miami-based adviser talent from the wirehouse.
July 17
