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Nasdaq OMX Group said it entered into a new five-year employment agreement with Robert Greifeld, its chief executive officer.
February 29 -
Genworth Financial Wealth Management has hired the former executive director of global asset management at UBS to the post of strategic accounts director with a focus on institutional clients.
February 28 -
Financial planner Ed Guanill is joining author and RIA Keith Springer at his Sacramento, Calif.-based firm, Springer Financial Advisors.
February 21 -
The SEC could be hunkered down conducting cost-benefit analyses on each new rule-making it undertakes, including the scores coming out of the Dodd-Frank Wall Street Reform Act.
February 17 -
Here's a slideshow highlighting the top seven investing advice books on Amazon, sorted by reader reviews.
February 17 -
Here are acronyms you will need to keep track of as clearing of what can be considered exchange-traded swaps starts up.
February 16 -
For bank reps looking to advance their careers, theres no better news than a promotion or a job offer thats too good to refuse. Heres a sampling of bank reps who were either promoted or moved to new organizations to assume roles of greater responsibility from January 25 to February 9 of this year.
February 14 -
Credit Suisse said its Wealth Management clients contributed net new assets of $4.4 billion in the fourth quarter, even as its investment banking business took a steep plunge that led to a loss for the company as a whole.
February 9 -
The seven hedge fund benchmark indexes operated by alternative investment manager IndexIQ on average rose more than 3% in January, according to January 2012 performance data released by the firm.
February 8 -
J.P. Morgan had a product up its sleeve for its broker-dealers on Aug. 4. That was the date it put the servicing of more than one million accounts onto a new broker-dealer platform, known as Morgan Communications or MORCOM. The online system was to serve both retail and institutional brokers.
February 8 -
Sequentially, however, revenue in the Americas was down 5 percent. In the fourth quarter, the unit reported a pre-tax profit of $125 million. In the third quarter, the profit was $165 million.
February 7 -
John Goodman's lawyer states that the adoption was done to protect Goodman's children, not to shield assets from the family of the slain driver who is suing him. While Goodman, of Palm Beach, has been bashed across the country for his legal maneuver, it actually makes sense from a probate law perspective.
February 6
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The largest information industry transaction by private equity players was the purchase of GoDaddy. Com for $2.25 billion, according to investment bankers Berkery Noyes. Here's what was hot.
February 2 -
Not all trusts are created equal, especially when it comes to protection in a divorce.
February 1 -
They call it the “January Effect.” Whether it’s the by-product of those Wall Street guys reinvesting their year-end bonuses or individual investors jumping back into the market after selling for year-end tax reasons, the Dow Jones Industrial Average historically gets a nice little (and sometimes huge) bump during the first month of the year. This January was no exception. The Dow rallied up 415.35 points, or 3.4%, in January – the best January percentage gain since 1997. But for some stocks, the year didn’t get off to a very auspicious start. Fortunately, there’s still plenty of time left this year to rebound. Here’s an interactive slide show highlighting the 5 worst-performing Dow component stocks for January 2012:
February 1 -
They call it the “January Effect.” Whether it’s the by-product of those Wall Street guys reinvesting their legendary year-end bonuses or individual investors jumping back into the market after selling for year-end tax reasons, the Dow Jones Industrial Average historically gets a nice little (and sometimes huge) bump during the first month of the year. This January was no exception. The Dow rallied up 415.35 points, or 3.4%, this January – the best January percentage gain since 1997. Here’s an interactive slide show highlighting the 5 best-performing Dow component stocks for January 2012:
January 31 -
The assets of the nations mutual funds were flat in December, gaining $12.3 billion.
January 31 -
University of Chicago Professor Emeritus Marvin Zonis points out that several nations representing more than half of the world's GDP by purchasing power parity (PPP) per capita could see a change atop their governments this year. This potentially massive shift in geo-political leadership will almost certainly impact economies, investments and investors around the globe. Here’s an interactive slide show featuring 10 countries and elections that Wall Street needs to be paying attention to this year: Source: World Bank/Professor Emeritus Marvin Zonis, University of Chicago
January 30 -
Direxion Funds said it is is making modifications to its line of buy and hold alternative strategies, effective February 1, 2012.
January 30 -
For bank reps looking to advance their careers, theres no better news than a promotion or a job offer thats too good to refuse. Heres a sampling of bank reps who were either promoted or moved to new institutions to assume roles of greater responsibility from Jan. 11 to Jan. 24 of this year.
January 24

















