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Citing mounting investor losses from unpaid arbitration awards, investor advocates see a role for Congress to force FINRA's hand.
March 7
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Religious groups threaten to withdraw shareholder proposal on the bank’s decision.
March 7
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A recent scam involved a fake signature from FINRA CEO Robert Cook.
February 16
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It’s a common practice but a dangerous one.
December 12
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A 75-year-old widowed retiree allegedly lost nearly half of her $3 million investment in the scheme.
November 15
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The broker claims in filings that he was harassed by the bank, culminating in his firing in February of last year.
August 16
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Robert Cook said wealth management firms "must do their part."
June 12
