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The IBD spent $77 million on technology upgrades in 2016.
August 2
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Dan Arnold says behavioral management, automation and portfolio and planning services need to be combined to win future clients.
July 31
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CEO Dan Arnold said advisers’ uncertainty about the fiduciary rule is waning.
July 27
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The new executive will lead a team counseling advisers on how to comply with the DOL rule.
July 25
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Firms still rely heavily on commission income despite drops last year.
July 21
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The four advisers joined the more than 500 lost by the wirehouse in the last nine months.
July 20
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The two advisers bolted in a quarter that saw their ex-firm lose 130 advisers.
July 17
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The engine of future growth for the top independent broker-dealers is likely to be fees.
July 14
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The platform provider has inked partnerships with 45 RIAs since 2010 and 10 so far this year.
July 11
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Concerns about management dragged down job satisfaction ratings in J.D. Power’s annual survey.
July 10
