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The enterprise could reach more than 50 registered representatives in the next couple of months, depending on how many of them leave MassMutual.
May 6
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The nation’s largest independent broker-dealer will onboard a substantially higher share of assets and advisors than after its last comparable deal in 2017.
May 5
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More growth is on the way: the No. 1 IBD has one more massive recruiting move and a $300M acquisition to complete.
April 30
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The litigation reveals how wealth managers’ deals with product sponsors work and how one with a former Voya unit went awry.
April 29
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The firm’s recruiting is also gaining steam, despite the ongoing impact to its bottom line from low interest rates.
April 28
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The 20-advisor team left Advisor Group’s Securities America for the private equity-backed holding company’s independent subsidiary, Cadaret Grant.
April 28
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As the firm repelled a rare activist challenge, a potential private equity buyer has approached it, according to a news report.
April 23
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Peggy Ho built the rival firm’s government relations team, and she’s joining the new firm at a pivotal time in wealth management regulation.
April 22
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After appointing the committee and starting a new conference series, co-chairs Fanci Worthington and Stephen Oliver are asking all advisors to get involved.
April 22
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From compliance to technology and succession, advisors may be under the wrong impressions about launching their own firms.
April 22
