An unusual recommendation by the wirehouse’s First Clearing unit drove the big succession deal for XML Financial Group.

Cresset added five more advisors to the previous 10 that the megabank claims a founding partner recruited in violation of the terms of his resignation.

Kuttin Wealth Management is four years into an ambitious strategy to build offices nationwide using the model of its founder’s practice.

The acquisition will solve a father-son enterprise’s succession and help it continue to grow, Carroll Financial CEO Kristopher Carroll said.

The company is looking to increase its workforce in response to the interest in cryptocurrencies.

Here's what you missed this week in wealth management.

The Miami group is managed by Regional Executive Eric Termini and is part of Alex. Brown’s Atlantic region, which is led by Regional Director Brett Kellam.

The firm cancelled plans for in-person receptions across 10 cities.

Alexandria Capital is led by CEO Augustine Hong and CIO Jonathan Ferguson.

Penn Mutual-owned Hornor, Townsend & Kent has completed an executive shakeup after its advisor headcount fell by 10% last year.

The wirehouse’s decision to drop foreign business earlier this year has created a recruiting opportunity for its rivals.

State Street agreed to buy Brown Brothers Harriman’s investor-services business for $3.5 billion in cash, adding an operation that safeguards about $5.4 trillion of assets.

Here's what you missed this week in wealth management.

The company's expansion is tied to the COVID-related retail trading surge.

The ruling could open other similarly closed cases worth hundreds of millions of dollars.

Onex Corporation’s private equity arm is investing in an RIA consolidator that’s been nearly as active in M&A as another firm in its portfolio.

Here's what you missed this week in wealth management.

Jude Erondu wants to help his oil-ravaged homeland, and other developing areas, through sustainable investing.

The tech companies have executives who were early backers of the Long-Term Stock Exchange.

Concurrent is having its best recruiting year ever, and the firm’s new managing director of business development aims to boost its expansion even more.