Industry News
Industry News
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Enrique Perez started helping his immigrant parents with their finances in college. Now an advisor, he wants to do the same for others in similar disadvantaged situations.
August 26 -
Aaron Klein will remain CEO and previous investors like FTV Capital will exit in the recapitalization deal.
August 25 -
Independent broker-dealers can find examples for how best to serve, hire, support and promote a historically underrepresented group after a year marked by hate.
August 25 -
Tammy Williams spent 20 years in corporate America before pivoting to giving clients advice in 2017.
August 25 -
This new list celebrates 10 financial planners early in their careers who are on a path to change the industry.
August 24 -
The firm will release six exchange-traded funds covering strategies ranging from value to growth.
August 24 -
Dane Runia, who manages $3.2 billion, left Bank of America's brokerage after 16 years.
August 23 -
The longtime executive will remain with the independent broker-dealer through March 2022.
August 23 -
Find all of the data from FP’s annual survey of the industry and ranking of firms by yearly revenue.
August 23 -
Despite smaller growth amid the coronavirus last year, FP’s 36th annual survey revealed the significant level of business raked in by 46 wealth managers.
August 23 -
The delicate balance between the No. 1 IBD and its ‘critical clients’ is evolving as the industry changes.
August 23 -
The delay could create an opportunity for new conferences to provide the platform wealthtech startups need to get in front of advisors.
August 20 -
Here's what you missed this week in wealth management.
August 20 -
The company joins others boosting salaries in the wake of the COVID-19 pandemic.
August 20 -
Pay for industry professionals has increased much faster in some parts of the country than it has in others.
August 19 -
The deal also marks the latest expansion of Goldman’s European operations.
August 19 -
The California-based firm’s latest $1 billion RIA grab is just the start, its leaders say.
August 17 -
The hybrid LPL enterprise is purchasing a fee-only practice as part of its first foray into a major wealth management market.
August 14 -
Here's what you missed this week in wealth management.
August 13 -
After unveiling another deal for an RIA with billions in AUM, the firm is also revamping its CRM system with Salesforce as its vendor.
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