Enrique Perez started helping his immigrant parents with their finances in college. Now an advisor, he wants to do the same for others in similar disadvantaged situations.

Aaron Klein will remain CEO and previous investors like FTV Capital will exit in the recapitalization deal.

Independent broker-dealers can find examples for how best to serve, hire, support and promote a historically underrepresented group after a year marked by hate.

Tammy Williams spent 20 years in corporate America before pivoting to giving clients advice in 2017.

This new list celebrates 10 financial planners early in their careers who are on a path to change the industry.

The firm will release six exchange-traded funds covering strategies ranging from value to growth.

Dane Runia, who manages $3.2 billion, left Bank of America's brokerage after 16 years.

The longtime executive will remain with the independent broker-dealer through March 2022.

Find all of the data from FP’s annual survey of the industry and ranking of firms by yearly revenue.

Despite smaller growth amid the coronavirus last year, FP’s 36th annual survey revealed the significant level of business raked in by 46 wealth managers.

The delicate balance between the No. 1 IBD and its ‘critical clients’ is evolving as the industry changes.

The delay could create an opportunity for new conferences to provide the platform wealthtech startups need to get in front of advisors.

Here's what you missed this week in wealth management.

The company joins others boosting salaries in the wake of the COVID-19 pandemic.

Pay for industry professionals has increased much faster in some parts of the country than it has in others.

The deal also marks the latest expansion of Goldman’s European operations.

The California-based firm’s latest $1 billion RIA grab is just the start, its leaders say.

The hybrid LPL enterprise is purchasing a fee-only practice as part of its first foray into a major wealth management market.

Here's what you missed this week in wealth management.

After unveiling another deal for an RIA with billions in AUM, the firm is also revamping its CRM system with Salesforce as its vendor.