Investments

Regulators are asking cannabis fund providers to produce third-party legal opinions verifying they don’t violate state or federal laws.

The $3.7 million fund returned more than 40% in the second quarter, outperforming all domestic non-leveraged ETFs.

A new report asks whether the products have the potential to spark another crisis despite being created at the urging of the SEC to reduce risk.

They may look good on paper, but such investments also come with thorny challenges.

The independent broker-dealer differentiates itself from competitors by offering an active portfolio and by giving access to advisors rather than clients.

Since introducing an ongoing fee model, the platform has seen a 25% rise in account openings, according to the firm.

This basketball analogy can help you explain how portfolio diversification works across multiple asset classes.

The firm has shed fund holdings in defensive sectors such as health care and consumer staples.

The firm’s complicated relationship with these fees is indicative of the industry’s overall struggle to find a balance between appropriate compensation and transparency.

The new digital products are a significant opportunity for the bank, experts say.

The average expense ratio among the leading 20 is nearly 40 basis points cheaper than what investors paid on average last year.

Although first written off by industry experts, independent digital-first firms now hold billions in assets.

Outstanding options riding the world’s most heavily traded government debt product are near the highest level this year.

For clients’ portfolios that need international diversity, these funds focus on the region.

The math wizards of the investment world are hoping to disrupt the established giants of the trillion-dollar credit market.

Clients won't be taxed as the result of a deal if they hold the shares in ETFs or index mutual funds.

New products give institutional investors a fresh way to exploit the rise of machines.

The firm is snapping up five- and 10-year notes as it predicts slowing inflation and trade tensions will push the Fed to lower its benchmark 75 basis points.

An unprecedented 58 funds were closed in the six months through June, marking the industry’s worst-ever start to a year.

The custodial bank says it has reimbursed the affected clients with interest.