Investments

The case is the latest to emphasize advisors' obligations to let investors know when they receive money for recommending certain mutual fund products.

Reporting requirements and asset location could loom large for clients seeking greater yield and diversification without thinking through payments to Uncle Sam.

Cash is flooding into actively managed developing nation funds, which many investors suspect are undervalued.

Private investigators for private products? More money managers are soliciting help to better determine actual values.

After the SEC approved 11 bitcoin exchange-traded funds in January, clients may have more interest in the asset, but still have plenty of questions and concerns.

Some wealth managers see themselves as playing a distinct role in helping investors navigate the treacherous waters of private equity, credit and real estate.

On Wall Street, investors welcomed the Federal Reserve's decision to hold interest rates steady on Wednesday.

The Wall Street giant is looking to fix its place in what's project to be a $10 trillion market by 2030.

Alison Nest says wealth managers can play a particularly useful role in helping investors navigate the intricacies of private equity, private credit and similar investments.

A federal judge has signed off on the bankrupt crypto firm Genesis Global Capital's settlement with the Securities and Exchange Commission over allegations a digital-asset lending program it helped run violated the agency's rules.

A federal court has temporarily halted the Securities and Exchange Commission's climate-related disclosure rule in response to a lawsuit from a pair of fracking companies.

UBS receives praise for diversification outside the U.S., particularly in Asia.

Though sometimes overlooked, dividends can provide passive income or spark compounding growth. Here are the stocks with the biggest payouts.

A reader in New Jersey feels like she's drowning in financial apps and websites. Is it time for some spring cleaning?

Mark Higgins argues that more financial advisors and investors should be taking their cues from the past 200 years rather than the most recent decades.

Kristin Hull, founder of Nia Impact Capital, talks about the way forward for sustainable, solution-driven investing.

The Fed reports that net worth increased by $11.6 trillion from 2022, or 8%, to $156.2 trillion.

One of the largest independent wealth management firms faces a big potential SEC judgment in a case that sheds light on industry revenue-sharing practices.

The wealth management giant is the latest firm seeking to give investors access to private vehicles that have generally outperformed their public counterparts in recent years.

A divided Securities and Exchange Commission approved a new rule to require companies to provide climate-related disclosures, but scaled back the original proposal.