Investments

From why automation may promote engagement to the reasons behind Vanguard’s domination of ETF flows in Q1, here are the most notable quotes from the past week's stories.

"Advisors will want to know what will happen to the firms' cultures. Will Nuveen be able to keep its culture? Which firms' culture will prevail?"

The third-largest U.S. bank cut 200 to 300 jobs in its division handling stock and bond trades to shrink costs amid a slump, according to a person familiar with the matter.

From news of ETFs and ETPs rebounding in March to BlackRock shaking up leadership, here's top news impacting mutual fund and ETF managers and providers.

FINRA is examining whether Wall Street firms overcharge investors on some bond trades and whether they unfairly allocate new corporate debt issues to reward certain clients.

Investors are piling into emerging- market exchange-traded funds at the fastest pace in seven months as they dump technology companies in favor of cheaper stocks.

In 2013, fees and commissions from annuity sales produced $3.43 billion in revenue, up 9% from 2012, according to the Michael White Bank Annuity Fee Income Report.

With gold performance often hit or miss, fund managers who focus on this commodity face challenges marketing through the ups and downs.

America’s improving fiscal health is starting to be reflected in the market for Treasuries.

The world's largest mutual fund company pulled in more than 90% of the more than $15 billion that investors poured into U.S.-listed ETFs in Q1, adding fuel to the fire of fund managers and providers who fear Vanguard becoming too big.

From investors scrambling out of ETFs to regulations prompting managers to change distribution strategies, here's top news impacting mutual fund and ETF managers and providers.

Vanguard Group Inc., the world’s largest mutual-fund company, said only a minority of high- frequency traders may be hurting other investors.

World's largest mutual fund company pulled in more than 90% of the more than $15 billion that investors poured into U.S.-listed ETFs in Q1, adding to fears that Vanguard is becoming a near monopoly.

Interest in alternatives is rising among investors as they look to manage volatility in their portfolios - and advisor education is critical to meeting that tidal wave of demand.

Of the 296 funds that picked up Lipper U.S. Fund Awards this year, only nine were peer-group winners for all of the eligible time periods. See the list here.

'People don't understand it, but it sounds bad,' says one advisor. Here are a few ways to frame the conversation.

Pimco's Bill Gross recommends staying in bonds maturing in five years and less even after comments last month from Federal Reserve Chair Janet Yellen sent shorter-maturity yields surging.

The U.S. Securities and Exchange Commission’s authority to regulate mutual funds is being undercut by a panel of regulators assigned to examine threats to the broader economy, Commissioner Luis A. Aguilar said today.

Employees are putting more money into their 401(k) plans and Health Savings Accounts, according to a new study from Bank of America Merrill Lynch.

Of the 296 funds that picked up Lipper U.S. Fund Awards this year, only nine were peer-group winners for all of the eligible time periods. See the list here.