As thousands of advisors prepare to join the Schwab family later this year, officials want to remind them exactly what they stand for.

The mother-daughter team sold their practice to SageView Advisory after deciding that they needed to shed some tasks in order to spend more time with customers.

Market appreciation and interest rates have masked the "accelerating disruptions" that will yield winners and losers in wealth management.

The independent wealth management firm made its third significant deal with an insurance firm exiting the industry in the past four years.

JPMorgan Chase is claiming the founder of Frank, a college financial-planning site the bank acquired in 2021, defrauded it by vastly inflating the number of customers the company had.

Level Four Financial sees its parent accounting company and flexibility as disruptive forces for a midsize firm in a field dominated by giants.

Thomas Pacilio admitted that he hid more than $1 million in proceeds over four years from the sale of his practice to RSM Wealth.

In a transaction highlighting complex dealmaking at the start of 2023, Parallel Advisors acquired a firm then added a capital partner.

A new entity called Binah Capital is expected to be listed on the NYSE in the second quarter, despite headwinds for stocks and the waning use of SPACs.

The recruiting and M&A transactions bring another record year to the finish line ahead of an expected slowdown in 2023.