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Company A last year pumped up its revenues by 44.6%-from a base of $108.2 billion.
March 18 -
The Two Roads Shared Trust is prepping a managed futures offering to launch within the next few months.
March 18 -
Federal regulators would like to codify exemptive relief from provisions of the Investment Company Act of 1940, so they can focus on more innovative fund applications.
March 18 -
Putnam Investments expects investors to continue prioritizing risk mitigation and income generation in the current investing environment.
March 18 -
PALM DESERT, Calif Is the Financial Stability Oversight Council out to undermine the Securities and Exchange Commissions role, independence, and democratic process?
March 18 -
Norm Champ, the director of the SECs Division of Investment Management, said the regulator will be asking tough questions of fund directors. A key focus: Are fund directors stretched too thinly, overseeing too many funds?
March 18 -
The general counsel for the advocacy group that represents the investment fund industry said Monday that financial transaction taxes harm investors, retirement savers, market operations, economic growth and investment returns.
March 18 -
The trade group will open an office in the center of finance and international business to gather real-time information about Asian markets.
March 18 -
Neuberger Berman Group has announced it will begin offering a zero-sales-charge share class.
March 18 -
Denver-based Cambiar Investors will close the Cambiar Small Cap Fund (CAMSX) to new investors on April 30.
March 18 -
Putnam Investments LLC, the asset manager in its fifth year of a turnaround effort by Chief Executive Officer Robert L. Reynolds, introduced six new mutual funds, including two aimed at investors weary of stock swings.
March 18 -
Westwood Holdings Group last week announced that the Westwood Income Opportunity mutual fund has surpassed $1 billion in assets.
March 18 -
Exchange Traded Concepts is in a good place right now.
March 17 -
The minutes from the most recent Federal Open Market Committee meeting have been poured over by countless pundits who have shown the same level of consensus that Congress has on the sequester.
March 17 -
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Naperville. IL-based Calamos Investments is prepping its Long/Short Fund to launch in the next month or so.
March 15 -
The Securities and Exchange Commission today published a guidance update to clarify what mutual funds and other investment advisors can say on their social media sites.
March 15 -
Forward Funds is liquidating a pair of alternative mutual funds.
March 15 -
And the winners of the Lipper Fund Awards 2013 US are?
March 15 -
Total money market mutual fund assets increased by $5.32 billion to $2.652 trillion for the week ended Wednesday, March 13, according to the Investment Company Institute.
March 15

