OSJs

The firm has signed four big recruiting deals in the past three months.

The Arizona-based firm serves as a super OSJ, supporting advisors who work for 13 affiliated credit unions as either employees or independent financial advisors.

Implementation of fiduciary rule could drive more IBDs to seek safe harbor with large partners.

Here's what smaller firms hoping to get out of the broker-dealer business need to know.

Two of its Royal Alliance firms form a $2.5 billion powerhouse.

The nation's largest IBD vows to take a “proactive approach” to the fiduciary rule.

The firm says it "terminated" its relationship with the large OSJ. It’s the third large split in two months.

Regional directors are “sorry to see Doug go," a Cetera adviser says. Tom Taylor, now COO, will take his place.

Too much growth has led to a slowdown in business efficiencies. Smart firms need to fix their operating models.

Casady provides both consistency and a fresh approach, leaders of the firm's OSJs say.